• Significantly reduced time to close and file 5 registrants
  • 5 initial SEC registrations
  • Lead on 100s of S-X reports
  • Comment letter responses and pre-clearances

Filing/ Reporting Assistance

  • Initial drafting, technical review, quality control and compliance
  • Page count reduction
  • CAO/Controller outsourcing for smaller registrants
  • Process improvement
  • Report design and automation

IPO Preparedness

  • Initial drafting, technical review, quality control and compliance
  • Project management, timetable ownership
  • Benchmarking to other registrants
  • Post day one readiness

Gap Assessment

  • Assessments of existing processes compared to “best in class” and identifying gaps
  • Development of plans to bridge the gap vs. desired state

Pre-Clearance

  • Initial assessment and drafting with technical review
  • Process management and assistance

Comment Letter Response

  • Drafting, review and overall management
  • Red flag analysis

Outsourced Controllership

  • Controller outsourcing for smaller companies
  • Financial close to review